From Language to the Real World

de Boyi Xie

This study focuses on the modeling of the underlying structured semantic information in natural language text to predict real world phenomena. The thesis of this work is that a general and uniform representation of linguistic information that combines multiple levels, such as semantic frames and roles, syntactic dependency structure, lexical items and their sentiment values, can support challenging classification tasks for NLP problems. The hypothesis behind this work is that it is possible to generate a document representation using more complex data structures, such as trees and graphs, to distinguish the depicted scenarios and semantic roles of the entity mentions in text, which can facilitate text mining tasks by exploiting the deeper semantic information. The testbed for the document representation is entity-driven text analytics, a recent area of active research where large collection of documents are analyzed to study and make predictions about real world outcomes of the entity mentions in text, with the hypothesis that the prediction will be more successful if the representation can capture not only the actual words and grammatical structures but also the underlying semantic generalizations encoded in frame semantics, and the dependency relations among frames and words. The main contribution of this study includes the demonstration of the benefits of frame semantic features and how to use them in document representation. Novel tree and graph structured representations are proposed to model mentioned entities by incorporating different levels of linguistic information, such as lexical items, syntactic dependencies, and semantic frames and roles. For machine learning on graphs, we proposed a Node Edge Weighting graph kernel that allows a recursive computation on the substructures of graphs, which explores an exponential number of subgraphs for fine-grained feature engineering. We demonstrate the effectiveness of our model to predict price movement of companies in different market sectors solely based on financial news. Based on a comprehensive comparison between different structures of document representation and their corresponding learning methods, e.g. vector, tree and graph space model, we found that the application of a rich semantic feature learning on trees and graphs can lead to high prediction accuracy and interpretable features for problem understanding. Two key questions motivate this study: (1) Can semantic parsing based on frame semantics, a lexical conceptual representation that captures underlying semantic similarities (scenarios) across different forms, be exploited for prediction tasks where information is derived from large scale document collections? (2) Given alternative data structures to represent the underlying meaning captured in frame semantics, which data structure will be most effective? To address (1), sentences that have dependency parses and frame semantic parses, and specialized lexicons that incorporate aspects of sentiment in words, will be used to generate representations that include individual lexical items, sentiment of lexical items, semantic frames and roles, syntactic dependency information and other structural relations among words and phrases within the sentence. To address (2), we incorporate the information derived from semantic frame parsing, dependency parsing, and specialized lexicons into vector space, tree space and graph space representations, and kernel methods for the corresponding data structures are used for SVM (support vector machine) learning to compare their predictive power. A vector space model beyond bag-of-words is first presented. It is based on a combination of semantic frame attributes, n-gram lexical items, and part-of-speech specific words weighted by a psycholinguistic dictionary. The second model encompasses a semantic tree representation that encodes the relations among semantic frame features and, in particular, the roles of the entity mentions in text. It depends on tree kernel functions for machine learning. The third is a semantic graph model that provides a concise and convenient representation of linguistic semantic information. It subsumes the vector space model and the semantic tree model by using a graph data structure for a unified representation for semantic frames, lexical items, and syntactic dependency relations derived from frame parses and dependency parses of sentences. The general goal of this study is to ground information derived from NLP techniques to textual datasets in real world observations, where natural language semantics is used as a means to learn the semantic relations that are important in the domain, to understand what is relevant for objectives of interest of the practitioner. Experiments are conducted in a financial domain to investigate whether our computational linguistic methodologies applied to large-scale analysis of financial news can improve the understanding of a company's fundamental ma